PANews 5月22日消息,富途控股(FUTU.O)今日宣布,公司收到了中国证券管理委员会及其深圳分局的调查通知及行政罚款预通知函。中国证监会指出,中国大陆和中国香港的某些富途实体未经取得所需许可或批准,在中国大陆开展证券业务、公共基金销售业务及期货业务,违反了《证券法》、《证券投资基金法》及《中华人民共和国期货及衍生品法》。证监会拟命令相关公司纠正或停止此类行为,没收非法收益并处以罚款,拟罚款总额约为18.5亿元人民币(约合2.71亿美元)。此外,证监会拟对公司创始人兼首席执行官李华先生处以个人罚款125万元(约合183,575美元)。富途控股称,拟议的罚款仍待进一步程序及CSRC最终决定。
富途控股:中国证监会对本公司拟罚款总额约为18.5亿元人民币,拟对公司创始人个人罚款125万元
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