PANews 5月22日消息,向上融科(原老虎证券)发布公告称,公司的部分子公司今日收到中国证监会北京监管局的通知,表明证监会北京监管局已对其涉嫌从事证券、基金和期货业务的非法活动展开调查,并发现这些子公司进行了无证跨境证券业务以及在中国大陆地区从事的基金和期货相关非法活动。根据调查结果,证监会北京监管局处以总计约3.081亿元人民币的行政处罚,并没收总计约1.031亿元人民币的非法所得。公司董事兼首席执行官及实际控制人巫天华先生也收到警告并被处以125万元人民币的罚款。截至2025年底,公司合并报表中在中国大陆地区的零售客户资产约占公司总客户资产的10%。
老虎证券:子公司被北京监管局处3.081亿元人民币罚金
Favorite
Share
Disclaimer: This article is copyrighted by the original author and does not represent MyToken’s views and positions. If you have any questions regarding content or copyright, please contact us.(www.mytokencap.com)contact
About MyToken:https://www.mytokencap.com/aboutusArticle Link:https://www.mytokencap.com/news/581164.html
More exciting content is available on
X(https://x.com/MyTokencap)or join the community to learn more:MyToken-English Telegram Group
(https://t.me/mytokenGroup)
X(https://x.com/MyTokencap)or join the community to learn more:MyToken-English Telegram Group
(https://t.me/mytokenGroup)
Previous:特朗普出席沃什的美联储主席就职仪式,并称美联储将自主做出决策
Next:八部门重拳整治跨境券商,怎么看?
Related Reading


XRP Jumps 8% as Record Underwater Holder Losses Flash Contrarian Buy Signal
XRP climbed 8% as on-chain data revealed that the 30-day and 365-day MVRV metrics hit all-time lows,...
blockchainreporter2026-07-04 15:00:00
Sanctioned Russian Stablecoin A7A5 Inflates Volume Claims as On-Chain Data Shows Steep Decline
On-chain data contradicts A7A5's claims of processing billions, showing a sharp decline in trading v...
blockchainreporter2026-07-04 13:10:00
XRP ETF Inflows Resume as Bitwise Leads With $6.55M, Franklin and Grayscale Maintain Monthly Momentum
U.S. spot XRP exchange-traded funds (ETFs) returned to positive territory on July 2 after a brief pu...
thecryptobasic2026-07-04 10:52:17